Stephen Gerard Rossi

Current Employers

Employment History

• 09/1992 → Present
  Stephen Rossi & Associates
  Melbourne, FL
• 04/1995 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2014 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Melbourne, FL
• 10/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-09 → 2020-11-12
  First Allied Advisory Services, Inc.
  Melbourne, FL
• 2013-09-17 → 2016-06-22
  Rossi And Associates
  Melbourne, FL
• 2011-07-27 → 2012-07-02
  First Allied Securities, Inc.
  Melbourne, FL
  Melbourne, FL

Other Businesses

1.) Stephen G Rossi Jr. PA; President/CEO; Holding company; Start date 10/29/2015; 4 hours per month. 100% during market hours. 2.) Rossi and associates; Independent Contractor; Insurance fixed business; started 02/04/1992; 4 hours per month. 100% during market hours 3.) First Allied Securities, Inc. DBA Rossi and Associates; DBA; Registered Representative; 40 hours a week; 160 hours a month; 0% ownership; 100% during market hours. 4.) First Allied Securities, Inc.; Registered General Securities Principal; Registered Representative; Started 07/28/1995; Full time; 160 hours a month. 5.) First Allied Advisory Services, Inc.; Investment Advisory Representative; Started 06/04/2012

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-16
• S63 Uniform Securities Agent State Law Examination
  1995-08-09

Other Names

• Stephen Gerard Rossi
• Stephen Gerard Rossi