Lily Ann Matias

Current Employers

Employment History

• 12/2014 → 12/2017
  Kestra/Nfp Advisor Services, Llc
  Austin, TX
• 12/2014 → 10/2025
  Nfp Retirement, Inc.
  Aliso Viejo, CA
• 11/2019 → Present
  Kestra Investment Services, Llc
  Aliso Viejo, CA
• 10/2025 → Present
  Wealthspire Retirement Advisory
  Aliso Viejo, CA

Other Businesses

Business Name: Lily Ann Matias - Rental Property Investment Related: Yes Address: 640 Anita Street Monrovia CA 91016 Nature of Business: Real Estate Position, Title or Relationship: Owner/Landlord Start Date: 7/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Making sure the rental unit is clean, safe and habitable. Also responsible for financials, taxes, utilities and property maintenance.Business Name: NFP Retirement Investment Related: Yes Address: 120 Vantis Aliso Viejo CA 92656 Nature of Business: Consulting Position, Title or Relationship: Senior Plan Advisor Start Date: 12/2/2014 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Services include plan design, participant communications, service provider fee benchmarking, investment selection and monitoring, and compliance with the DOL, IRS, and other regulatory bodies.Business Name: Norwex USA, Inc. Investment Related: No Address: 800 W Bethel Road, suite 100 Coppell TX 75019 Nature of Business: Other Other/None of the Above Independent sales consultant for non-toxic cleaning materials and supplies Position, Title or Relationship: Independent sales consultant Start Date: 5/26/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Present products at home parties and take catalog orders.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-13
• S63 Uniform Securities Agent State Law Examination
  1995-08-21

Other Names

• Lily Ann Bocanegra