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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Merrick | NY | 07/2019 | 09/2019 |
| Securities America, Inc. | New York | NY | 10/2019 | 02/2020 |
| Pruco Securities, Llc. | Melville | NY | 05/2021 | 10/2021 |
| The Prudential Insurance Company Of America/Prudential | Melville | NY | 05/2021 | 10/2021 |
| Unemployed | Merrick | NY | 03/2020 | 04/2021 |
| Unemployed | Stamford | CT | 09/2024 | 02/2025 |
| Charles Schwab & Co., Inc. | Stamford | CT | 04/2022 | 09/2024 |
| J.P. Morgan Securities Llc | White Plains | NY | 02/2025 | Present |
| Jpmorgan Chase Bank, N.A. | White Plains | NY | 02/2025 | Present |
| Charles Schwab & Co./Td Ameritrade | Stamford | CT | 12/2021 | 09/2024 |
| Td Ameritrade, Inc. | Mellville | NY | 12/2021 | 07/2024 |
| Wealthplan Partners | Omaha | NE | 10/2019 | 02/2020 |
| Fidelity Investments | New York | NY | 08/2015 | 06/2019 |
| Td Ameritrade Investment Management, Llc | Mellville | NY | 12/2021 | 09/2023 |
| Unemployed | Mellville | NY | 11/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-28 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-28 |
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