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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-26

Branch Locations

501 Mamaroneck Ave., White Plains, NY 10605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Merrick NY 07/2019 09/2019
Securities America, Inc. New York NY 10/2019 02/2020
Pruco Securities, Llc. Melville NY 05/2021 10/2021
The Prudential Insurance Company Of America/Prudential Melville NY 05/2021 10/2021
Unemployed Merrick NY 03/2020 04/2021
Unemployed Stamford CT 09/2024 02/2025
Charles Schwab & Co., Inc. Stamford CT 04/2022 09/2024
J.P. Morgan Securities Llc White Plains NY 02/2025 Present
Jpmorgan Chase Bank, N.A. White Plains NY 02/2025 Present
Charles Schwab & Co./Td Ameritrade Stamford CT 12/2021 09/2024
Td Ameritrade, Inc. Mellville NY 12/2021 07/2024
Wealthplan Partners Omaha NE 10/2019 02/2020
Fidelity Investments New York NY 08/2015 06/2019
Td Ameritrade Investment Management, Llc Mellville NY 12/2021 09/2023
Unemployed Mellville NY 11/2021 11/2021
  • 07/2019 → 09/2019
    Unemployed
    Merrick, NY
  • 10/2019 → 02/2020
    Securities America, Inc.
    New York, NY
  • 05/2021 → 10/2021
    Melville, NY
  • 05/2021 → 10/2021
    The Prudential Insurance Company Of America/Prudential
    Melville, NY
  • 03/2020 → 04/2021
    Unemployed
    Merrick, NY
  • 09/2024 → 02/2025
    Unemployed
    Stamford, CT
  • 04/2022 → 09/2024
    Stamford, CT
  • 02/2025 → Present
    White Plains, NY
  • 02/2025 → Present
    Jpmorgan Chase Bank, N.A.
    White Plains, NY
  • 12/2021 → 09/2024
    Charles Schwab & Co./Td Ameritrade
    Stamford, CT
  • 12/2021 → 07/2024
    Td Ameritrade, Inc.
    Mellville, NY
  • 10/2019 → 02/2020
    Wealthplan Partners
    Omaha, NE
  • 08/2015 → 06/2019
    Fidelity Investments
    New York, NY
  • 12/2021 → 09/2023
    Td Ameritrade Investment Management, Llc
    Mellville, NY
  • 11/2021 → 11/2021
    Unemployed
    Mellville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
S65 Uniform Investment Adviser Law Examination 1996-03-27
S63 Uniform Securities Agent State Law Examination 1995-12-28
  • S66 Uniform Combined State Law Examination
    2021-09-28
  • S65 Uniform Investment Adviser Law Examination
    1996-03-27
  • S63 Uniform Securities Agent State Law Examination
    1995-12-28
Other Names
  • John M Ford
  • John Michael Ford
  • John Ford

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