Todd Charles Bauman

Current Employers

Employment History

• 11/2008 → Present
  Bauman Financial Group
  Las Vegas, NV
• 02/2010 → Present
  Bauman Advisory Group, Llc
  Las Vegas, NV
• 08/2010 → 09/2016
  Asset Protection Of America, Inc.
  Las Vegas, NV
• 09/2016 → Present
  Apa, Llc Dba Asset Protection Of America
  Las Vegas, NV
• 12/2020 → Present
  Anchor Mortgage
  Las Vegas, NV
• 10/2025 → Present
  Bauman Tax Solutions, Llc
  Las Vegas, NV

Previous Registrations

• 2009-05-28 → 2011-08-23
  Applied Investment Technology, Inc
  Las Vegas, NV
• 2006-01-04 → 2006-12-31
  Bauman, Todd
  Las Vegas, NV
• 2004-05-11 → 2005-03-07
  Synergy Investment Group, Llc
  Las Vegas, NV

Other Businesses

1. APA, LLC dba Asset Protection of America; NON-INVESTMENT RELATED; Manager; 09/2016 ; Manager; LAS VEGAS, NV; 15 HOURS PER MONTH, Approximate hours during trading spent on the other business 4 HOURS. 2. Anchor Mortgage; NON-INVESTMENT RELATED Loan Originator; 12/2020;5765 S. RAINBOW BLVD STE 109 LAS VEGAS NV 89118; Approximate hours a month spent on the other business 12 HOURS; Approximate hours during trading spent on the other business 4 HOURS; Briefly describe your duties relating to the other business. PROCURRING LEADS FOR THE FIRM 3. Bauman Financial Group; INVESTMENT RELATED; Officer/Insurance Agent; 11/2008; LAS VEGAS, NV; INSURANCE SERVICES; OFFICER/INSURANCE AGENT; 11/2008; Approximate hours a month spent on the other business 80+ HOURS; Approximate hours during trading spent on the other business 80+ HOURS. 4. Bauman Tax Solutions, LLC; Not investment related; Managing Member; 10/2025; Las Vegas, NV; Tax Services; Approximate hours a month spent on the other business 10+ HOURS; Approximate hours during trading spent on the other business 10+ HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-12
• S63 Uniform Securities Agent State Law Examination
  1995-04-12