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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-19 |
Branch Locations
10503 Timberwood Circle Suite 205, Louisville, KY 40223 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 07/2010 | 03/2025 |
| Pnc Bank | Pittsburgh | PA | 07/2010 | 03/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
1. NAME OF OTHER BUSINESS: SUBURBAN MASONIC LODGE #740; INVESTMENT RELATED: NO; ADDRESS: LOUISVILLE, KY 40214; NATURE OF BUSINESS: MASONIC LODGE; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TAKE IN ANNUAL DUES, MADE DEPOSITS. MAKE PAYMENTS ON MONTHLY BILLS. KEEP RECORDS DURING MEETINGS OF CLAIMS; 2. NAME OF OTHER BUSINESS: COMMONWEALTH CAPITAL MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-20 |
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