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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2009-01-02 |
Branch Locations
4165 Westport Rd. Suite 101, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Middletown | KY | 02/2000 | Present |
| Raymond James Financial Services Advisors, Inc | Louisville | KY | 01/2009 | Present |
(1)Name of Business: St. Matthews Investment Group Address: 4165 Westport Rd Ste 101, Louisville, KY, 40207, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor owner/operator of DBA (2)Name of Business: Walt Schwartz Aviation, LLC Address: Bowman Field Airport\n3345 Roger E Schupp St.\n, Louisville, KY, 40205, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/13/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Managing Member of Plane ownership (3)Name of Business: Walter J Schwartz & Co, Inc. Address: 4165 Westport Rd Ste 101, Louisville, KY, 40207, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Company
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-20 |
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