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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-03 |
| CA | RA | APPROVED | 2023-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | South Pasadena | CA | 03/2017 | 08/2019 |
| U.S. Bancorp Investments, Inc. | Arcadia | CA | 02/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sunland | CA | 09/2022 | Present |
| Self-Employed | Tujunga | CA | 08/2019 | 09/2022 |
| Bank Of America N.A. | Sunland | CA | 12/2022 | Present |
I*2797303 Entity Type: N/A Name of OBA: Tujunga Village Owners Association Address:Tujunga California Investment Related:No Position, Title, Association:Treasurer Start Date:09/01/2025 No Hours: 3 Monthly No Hours during trading:o Duties:To review and ensure accuracy of financial records and oversee billing and collections.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-18 |
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