Best Investors Account Sign in
Inactive

Ryan Earl Curtis

Curtis Advisory Group, LLC

Santa Barbara, CA

Claim This Profile
Current Employers
Curtis Advisory Group, Llc

735 State Street Suite 214, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-20
CA RA APPROVED 2010-01-07
  • TX RA
    APPROVED_RES
    Since 2019-03-20
  • CA RA
    APPROVED
    Since 2010-01-07

Branch Locations

735 State Street Suite 214, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Curtis Advisory Group, Llc Santa Barbara CA 09/2009 Present
Previous Registrations
  • 2005-12-14 → 2010-04-20
    Curterro Asset Management, Llc
    Santa Barbara, CA
  • 2001-08-13 → 2005-11-30
    Wells Fargo Investments, Llc
    Montecito, CA
    Montecito, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-06
S63 Uniform Securities Agent State Law Examination 1997-05-23
  • S65 Uniform Investment Adviser Law Examination
    2001-07-06
  • S63 Uniform Securities Agent State Law Examination
    1997-05-23

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor