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Lawrence Gibbons Russell

LPl Financial LLC

Fountain Valley, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-11-02
  • CA RA
    APPROVED
    Since 2009-11-02

Branch Locations

10061 Talbert Ave Ste 200, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fountain Valley CA 10/2009 Present
  • 10/2009 → Present
    Lpl Financial
    Fountain Valley, CA
Previous Registrations
  • 2005-10-31 → 2009-11-03
    Osaic Services, Inc.
    Fountain Valley, CA
  • 1997-12-16 → 2005-10-31
    Sentra Securities Corporation
    Fountain Valley, CA
Other Businesses

1. 10/30/09 - CPA/BOOKKEEPER/TAX PREPARER, LAWRENCE & KRISTINA RUSSELL, EAS, TAX PREP AND AUDIT PREPARATION, 30% OF TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-12
S63 Uniform Securities Agent State Law Examination 1995-07-26
  • S66 Uniform Combined State Law Examination
    2002-11-12
  • S63 Uniform Securities Agent State Law Examination
    1995-07-26

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRANSAMERICA FINANCIAL ADVISORS, LLC
PERENNIAL FINANCIAL SERVICES
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
OSAIC INSTITUTIONS, INC.

Other Investors

EDWIN VAN ES
GABRIEL MARTIN
Blal Said
ELIJAH GRANT GOBLE
CHARLOTTE HUANG
WILLIAM ARTHUR OSLAND
JEFFERY GR GOBLE
GIESELLA ANNE EARLEY

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

More in Fountain Valley, CA

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