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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-04 |
Branch Locations
3424 Carson Street 1St Floor, Torrance, CA 90503 • United States
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
Great Neck, NY • United States
425 Broadhollow Rd Suite 105, Melville, NY 11747 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | New York | NY | 03/2011 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 03/2026 |
| Rbc Securities, Inc | New York | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-28 |
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