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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
100 Smith Ranch Rd Ste 107, San Rafael, CA 94903 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Rafael | CA | 10/2012 | Present |
1. 11/7/2012 - SCARBROUGH FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 01/16/2025- Zen Planning Inc- Business Entity For Tax/Investment Purposes Only- INV Related- Home Based- Start date 12/01/2024- 15 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-21 |
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