Susan M Chatfield

Current Employers

Employment History

• 01/1995 → 09/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
• 06/2011 → 09/2019
  Bank Of America,N.A.
  Hartford, CT
• 09/2019 → Present
  Rbc Capital Markets, Llc.
  Hartford, CT

Previous Registrations

• 1995-04-13 → 2019-09-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  Farmington, CT
  Hartford, CT
  Hartford, CT

Other Businesses

1) I*80686 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rotary International Investment related: N Address of business: Evanston, Illinois 60201 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 7/1/2015 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rotary is a non-profit service organization. I am a member of District 7890 and each district has committees. I have been asked to serve as chair of the Annual Giving sub-committee under the Rotary Foundation committee. 2) NAME OF ENTITY: Rocky Hill Congregational Church ADDRESS: 805 Old Main St., Rocky Hill, CT, 06067 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: 01/05/2026 CAPACITY: Committee/Council Member DUTIES: I am currently on the Outreach and Witness committee as a member. HOURS DEVOTED PER MONTH: 4 - 10 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4 - 10 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-03
• S63 Uniform Securities Agent State Law Examination
  1995-03-16

Other Names

• Susan Chatfield
• Susan Macdonald Davis Chatfield
• Susan A Chatfield