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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Toledo | OH | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:YMCA and JCC of Greater Toledo; No; 6465 SYLVANIA AVENUE; SYLVANIA; OH; 43560; NON-PROFIT ORGANIZATION; Board Member; 1/1/2012; 4; 4; ATTEND MEETINGS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5748 PARK CENTER COURT; TOLEDO; OH; 43615; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/19/2006; 80; 80; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Mercy Outreach Ministries, Inc.; No; 5810 MAIN STREET; WILLISTON; OH; 43468; Non-Profit Corporation; President and Board Member; 3/20/2012; 8; 8; Board member and president duties - signing paperwork for HUD grants and attending the home closing in the HUD office.|NAME OF ENTITY:YOUSSEF FINANCIAL SERVICES, INC; Yes; 5748 PARK CENTER COURT; TOLEDO; OH; 43615; FINANCIAL SERVICES/DBA; REGISTERED PRINCIPAL, OSJ DELEGATE; 7/1/2006; 160; 160; SUPERVISION OF REGISTERED REPS; WORK WITH SECURITIES AND INSURANCE CLIENTS.|NAME OF ENTITY:Luther Home of Mercy Foundation; No; 5810 MAIN STREET; WILLISTON; OH; 43468; NON-PROFIT ORGANIZATION; BOARD MEMBER; 7/19/2006; 24; 24; ATTEND MEETINGS AND PARTICIPATE IN FUND RAISING|NAME OF ENTITY:Sylvania Community Rotary Foundation; No; 6730 MONROE STREET; SYLVANIA; OH; 43560; community service; Board Member; 7/1/2009; 4; 4; Board Member|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-10 |
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