Stephen Benincasa

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-07-20
CT	RA	APPROVED	2017-10-10
TX	RA	APPROVED	2017-09-29

NY RA
APPROVED

Since 2023-07-20
CT RA
APPROVED

Since 2017-10-10
TX RA
APPROVED

Since 2017-09-29

Branch Locations

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Stamford	CT	07/2006	09/2017
Wells Fargo Clearing Services Llc	Old Greenwich	CT	09/2017	Present

07/2006 → 09/2017

Ubs Financial Services Inc

Stamford, CT
09/2017 → Present

Wells Fargo Clearing Services Llc

Old Greenwich, CT

Previous Registrations

2006-07-14 → 2017-10-10

Ubs Financial Services Inc.

Purchase, NY

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-10
S63	Uniform Securities Agent State Law Examination	1995-02-24

S65 Uniform Investment Adviser Law Examination

1995-04-10
S63 Uniform Securities Agent State Law Examination

1995-02-24

Other Names

Stephen M Benincasa
Stephen M Benincasa

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews