John M Capeci

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-02-22

NJ RA
APPROVED

Since 2018-02-22

Branch Locations

250 South Ave Ste 101, Fanwood, NJ 07023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mirae Asset	New York	NY	12/2010	11/2017
Edward Jones	St.LOuis	MO	02/2018	Present
Funds Distributor, Llc	Portland	ME	12/2010	11/2017

12/2010 → 11/2017

Mirae Asset

New York, NY
02/2018 → Present

Edward Jones

St.LOuis, MO
12/2010 → 11/2017

Funds Distributor, Llc

Portland, ME

Other Businesses

Commercial property Type of business: Financail Services Fanwood, NJ Start date: 2/1/2018 Financial Advisor Hours per week: 60 Hours during trading: 40 Service individual, small businesses with their financial service needs

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-21
S65	Uniform Investment Adviser Law Examination	1995-03-17
S63	Uniform Securities Agent State Law Examination	1995-02-24

S66 Uniform Combined State Law Examination

2018-02-21
S65 Uniform Investment Adviser Law Examination

1995-03-17
S63 Uniform Securities Agent State Law Examination

1995-02-24

Other Names

John Capeci
John Michael Capeci

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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