Jose H Monroy

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2017
  Capital One Investing
  Seattle, WA
• 03/2017 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2016-02-10 → 2017-03-28
  Capital One Advisors, Llc
  Westfield, NJ
  Mclean, VA
• 2012-06-19 → 2016-02-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
  West Caldwell, NJ
  Wayne, NJ
  Upper Montclair, NJ
  Dover, NJ
  New York, NY
  New York, NY
  New York, NY
• 2009-10-22 → 2012-04-10
  Ubs Financial Services Inc.
  New York, NY
• 2009-06-01 → 2009-10-19
  Morgan Stanley
  Morristown, NJ
• 2007-10-04 → 2009-06-01
  Morgan Stanley & Co. Llc
  Morristown, NJ
• 2006-11-08 → 2007-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ

Other Businesses

United States Soccer Federation (USSF) Type of business: Sport/Soccer n/a, NJ Start date: 10/1/2019 Referee Hours per week: 3 Hours during trading: 0 Desc: Referee youth sanctioned games by the state association of NJ

Exams

• S66 Uniform Combined State Law Examination
  2006-11-07

Designations

• Certified Financial Planner

Other Names

• Jose H Monroy Jr
• Jose H Monroy
• Jose H Monroy
• Jose Humberto Monroy
• Jose H Monroy
• Jose Humberto Monroy
• Jose H Monroy
• Jose Humberto Monroy