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1812 Front Street, Scotch Plains, NJ 07076 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-05 |
| NJ | RA | APPROVED | 2020-09-01 |
| PA | RA | APPROVED | 2020-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 10/2008 | 09/2020 |
| Penn Mutual Life Ins Co | Horsham | PA | 10/2008 | 09/2020 |
| Redwood Financial Planning, Llc | Scotch Plains | NJ | 08/2020 | Present |
| Mclane Financial Consultants | Westfield | NJ | 09/2002 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2020 | Present |
1) REDWOOD FINANCIAL PLANNING, LLC. INVESTMENT RELATED BUSINESS LOCATED AT 1812 FRONT STREET, SCOTCH PLAINS, NJ 07076. INVESTMENT ADVISORY BUSINESS. TITLE IS INVESTMENT ADVISORY REPRESENTATIVE. STARTED 08/2020. 50 HRS/MO DEVOTED - 3 HRS/DAY DURING TRADING. DUTIES ARE TO ACT AS AGENT FOR ADVISORY BUSINESS. 2) MCLANE FINANCIAL CONSULTING, NOT INVESTMENT-RELATED, 1563 GROUSE LANE, MOUNTAINSIDE, NJ 07092, TAX PREPARATION, OWNER/PROPRIETOR, START DATE: 1998, APPROX. NUMBER OF HOURS/MONTH: 20 (FEBRUARY-MAY), THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 0, DUTIES: PART-TIME/SEASONAL - PREPARE FEDERAL AND STATE TAX RETURNS, PROVIDE BUSINESS CONSULTING, AND POTENTIALLY PROVIDE EXPERT WITNESS SERVICES. 3) PKS FINANCIAL. INVESTMENT RELATED. BROKER DEALER LOCATED AT 80 STATE STREET, ALBANY NY 12207. BROKERAGE/INSURANCE ACTIVITIES. TITLE IS REGISTERED REPRESENTATIVE. STARTED 09/2020. 90 HRS/MO DEVOTED - 40 DURING TRADING. DUTIES ARE SALES OF SECURITIES AND BROKERAGE PRODUCTS. 4) INSURANCE SALES - SOLE PROPRIETOR; 1563 GROUSE LANE, MOUNTAINSIDE,NJ 07092; DUTIES INCLUDE SALE OF FIXED INSURANCE & ANNUITIES/HEALTH INSURANCE;STARTED IN 2001; 40 HOURS/MONTH - 20 HOURS APPROX. DURING TRADING; INVESTMENT RELATED; 5) LAKE GEORGE PROPERTIES LLC. NOT INVESTMENT RELATED. LOCATED AT 1563 GROUSE LANE, MOUNTAINSIDE, NJ 07092. NATURE - RENTAL OF REAL ESTATE PROPERTY. POSITION - OWNER AND MANAGING MEMBER. START - 01/2021. 4 HOURS PER MONTH, 1 HOUR DURING TRADING HOURS. DUTIES - MAINTAIN THE PROPERTY, REPAIRS AND UPKEEP ON WEEKENDS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-12-04 |
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