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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Colts Neck | NJ | 07/2016 | 01/2022 |
| Lpl Financial Llc | Scotch Plains | NJ | 01/2022 | Present |
1) 1/2022- EDWARD SULLIVAN- Non-Variable Insurance- Agent selling Disability/ LTC/ Term Life- inv. related- Scotch Plains, NJ - start date 9/9/1998 - 4hrs/mth 2) 1/2022- USA Hockey - referee- Outside/W-2 Employment- non-inv. related- Scotch Plains, NJ - start date 9/1/2017- 30hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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