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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-05-08 |
| TX | RA | APPROVED_RES | 2020-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 04/2020 |
| Lpl Financial, Llc | Scotch Plains | NJ | 05/2020 | Present |
1) 05/07/2020 - Non-Variable Insurance - Agent - inv rel - at reported business location(s) - start: 6/1/2020 - 1 hr/mth 2) 04/23/2020 - Strategic Investment Partners Inc - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 02/2000 - 1 hr/mth 3) 04/23/2020 - Notary Public - inv rel - State of NJ - start: 06/2016 - 1 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-10 |
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