Richard P Morrow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 05/2020
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 05/2020 → Present
  Lpl Financial, Llc
  Scotch Plains, NJ

Previous Registrations

• 2005-10-31 → 2020-05-13
  Osaic Services, Inc.
  Wyckoff, NJ
• 2002-06-21 → 2005-10-31
  Sunamerica Securities, Inc.
  Oakland, NJ

Other Businesses

1)5/13/2020- Non-Variable Insurance- Agent selling fixed life, fixed annuities- Inv. Related- Scotch Plains, NJ- start date 1/1/1992 - 10hrs/mth- 10% 2)5/13/2020- Notary - Inv. Related- Wyckoff, NJ- start date 7/14/2018- 1%

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-04
• S63 Uniform Securities Agent State Law Examination
  1995-04-04

Other Names

• Richard Paul Morrow