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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-05-13 |
| TX | RA | APPROVED_RES | 2020-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 05/2020 |
| Lpl Financial, Llc | Scotch Plains | NJ | 05/2020 | Present |
1)5/13/2020- Non-Variable Insurance- Agent selling fixed life, fixed annuities- Inv. Related- Scotch Plains, NJ- start date 1/1/1992 - 10hrs/mth- 10% 2)5/13/2020- Notary - Inv. Related- Wyckoff, NJ- start date 7/14/2018- 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-04 |
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