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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-05 |
| WA | RA | APPROVED | 1995-04-04 |
Branch Locations
4055 Lake Washington Blvd Ne Ste 200, Kirkland, WA 98033-7871 • United States
Camano Island, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kirkland | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Kirkland | WA | 03/2020 | Present |
Business Ownership; Comet Properties LLC; Maintenance, cleaning, improvements, etc.; The LLC was created for 6 people, for the sole purpose of purchasing a RE lot and RV for renting. The LLC receives the rental income and pays the expenses associated with the lot and RV, including upgrades, maintenance, utilities, etc.; 1583 24th Ave NE, , Issaquah, WA, 98029; Investment-Related; 04/28/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-13 |
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