Shahzad Barkat Ali

Current Employers

Employment History

• 08/2014 → Present
  Cetera Advisors Llc
  Las Vegas, NV
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-21 → 2014-08-19
  Cetera Investment Advisers Llc
  Las Vegas, NV
• 2006-09-12 → 2014-01-21
  Cetera Investment Services Llc
  Las Vegas, NV
  Las Vegas, NV
  Henderson, NV
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1.NAME OF OTHER BUSINESS: TIMC LLC DBA TIMC WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES & INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CHIEF EXECUTIVE OFFICER BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/04/2016; APX NUMBER OF HOURS PER WEEK: 4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE. 3. NAME OF OTHER BUSINESS: TIMC, LLC DBA TIMC MEDIATION ADVISORS INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ASSET MANAGEMENT & INVESTMENT SERVICES, START DATE: 8/2014, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: CERTIFIED DIVORCE FINANCIAL ANALYST, BRIEF DESCRIPTION OF DUTIES: FINANCIAL CONSULTANT; 4. NAME OF OTHER BUSINESS: TIMC, LLC DBA TIMC CONSULTING GROUP INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: CAPTIVE INSURANCE & TRUST SERVICES, START DATE: 8/2014, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: BUSINESS DEVELOPMENT, BRIEF DESCRIPTION OF DUTIES: REFERRALS; 5. NAME OF OTHER BUSINESS: SURE WAVE; INVESTMENT RELATED: NO; ADDRESS: 213 N STEPHANIE ST. STE G-228, HENDERSON, NV 89074; NATURE OF BUSINESS: NONPROFIT; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, HELP CHILDREN IN EAST AFRICA WITH WATER, CLOTHING, & FOOD; 6. NAME OF OTHER BUSINESS: AMERICAN FINANCIAL EDUCATION ALLIANCE; INVESTMENT RELATED: NO; ADDRESS: 10020 MONROE RD SUITE 170 PMB 234 MATTEWS, NC 28105; NATURE OF BUSINESS: FINANCIAL EDUCATION; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: EDUCATOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: TEACHING VARIOUS ASPECTS OF FINANCIAL EDUCATION

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-07
• S63 Uniform Securities Agent State Law Examination
  1994-12-22