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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2011-01-03
  • KY RA
    APPROVED
    Since 2011-01-03

Branch Locations

400 W Market St Ste 2250, Louisville, KY 40202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co. Louisville KY 06/1979 Present
Robert Steiner Jr Louisville KY 09/1984 Present
Northwestern Mutual Investment Services, Llc Louisville KY 11/1994 Present
Northwestern Mutual Investment Services Milwaukee WI 12/1994 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/1979 → Present
    Northwestern Mutual Life Insurance Co.
    Louisville, KY
  • 09/1984 → Present
    Robert Steiner Jr
    Louisville, KY
  • 11/1994 → Present
    Louisville, KY
  • 12/1994 → Present
    Northwestern Mutual Investment Services
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. REFEREE ASSIGNOR FOR SOCCER GAMES FOR THE REACTION LEAGUE OF THE CLARK COUNTY SOCCER ASSOCIATION BOARD. SOCCER REFEREE ASSIGNOR, NEW ALBANY CATHOLIC DEANERY, OLD HWY 131 CLARKSVILE, APRIL/MAY 40 HOURS PER MONTH. REFEREE ASSIGNOR, NETSURFER LEAGUE, 2912 WINCHESTER, JEFFERSONVILLE, IN 20 HOURS PER MONTH. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 3. USSF(UNITED STATES SOCCER FEDERATION), NONINVESTMENT RELATED, MULTIPLE LOCATIONS IN INDIANA, SOCCER REFEREE ADMINISTRATOR, START 12/05/12, 10 HOURS PER MONTH, SCHEDULES SOCCER REFEREE RECERTIFICATION MEETINGS AND MEETINGS FOR NEW REFEREES. 4. 100% OWNER, INDEPENDENT FITNESS TRAINER, VARIOUS GYMS, CLARKSVILLE, , INDIANA, 47129, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/23/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, INDEPENDENT FITNESS TRAINER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-17
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S66 Uniform Combined State Law Examination
    2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Other Names
  • Teresa Knear
  • Teresa Carol Knearbell
  • Teresa C Knear Solorzano

View on SEC IAPD

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