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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-11-14
NV RA APPROVED 2017-09-14
  • UT RA
    APPROVED
    Since 2017-11-14
  • NV RA
    APPROVED
    Since 2017-09-14

Branch Locations

8985 S. Eastern Avenue Suite 230, Las Vegas, NV 89123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 04/2016 07/2017
Valic Financial Advisors, Inc. Las Vegas NV 08/2017 Present
Agia Houston TX 12/2022 Present
  • 04/2016 → 07/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 08/2017 → Present
    Las Vegas, NV
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2016-04-29 → 2017-08-22
    Cuso Financial Services, L.P.
    Las Vegas, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegsa, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2016-03-09 → 2016-05-03
    Las Vegas, NV
    Carpinteria, CA
    Las Vegas, NV
  • 2013-08-26 → 2016-03-02
    Legend Advisory, Llc
    Las Vegas, NV
    Palm Beach Gardens, FL
    Las Vegas, NV
  • 2008-06-16 → 2013-08-08
    Las Vegas, NV
  • 2007-10-29 → 2008-02-04
    Henderson, NV
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-27
  • S66 Uniform Combined State Law Examination
    2007-10-27
Other Names
  • Rick Wilson
  • R. C. Wilson
  • Richard Wilson
  • Richard Charles Wilson

View on SEC IAPD

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