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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2007-10-03 |
| TX | RA | APPROVED | 2007-10-01 |
Branch Locations
15310 N May Ave Ste 100, Edmond, OK 73013-8864 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edmond | OK | 10/2007 | Present |
1. 09/04/2013 - REAL ESTATE RENTAL - BOAZ REALTY, LLC - I PURCHASED AN OFFICE BUILDING WHICH CONTAINS 14 OFFICES. I USE ONE OFFICE FOR MY LPL BUSINESS. ONE LPL ADVISOR (RICK MARSHALL) LEASES AN OFFICE. NO OTHER TENANTS ARE IN SECURITIES BUSINESS. - TIME SPENT 1% - EDMOND, OK. 2. 12/29/2015 - Boaz 2003 Revocable Trust - INV REL - Act in a Fiduciary Capacity - Co-Trustee - START 12/09/2014 - 1 HOUR PER MONTH DURING TRADING 3. 07/16/2024 - Boaz Investment Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 180 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-30 |
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