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Orin Lee Haworth

LPl Financial LLC

Las Vegas, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-11-16
TX RA APPROVED 2023-11-10
  • NV RA
    APPROVED
    Since 2023-11-16
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

1980 Festival Plaza Dr Ste 300, Las Vegas, NV 89135 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Las Vegas NV 04/2002 11/2023
Orin Haworth & Associates Llc Las Vegas NV 09/2005 11/2023
Transamerica Financial Advisors, Inc Las Vegas NV 01/2012 11/2023
Lpl Financial Llc Las /Vegas NV 11/2023 Present
  • 04/2002 → 11/2023
    Wfg
    Las Vegas, NV
  • 09/2005 → 11/2023
    Orin Haworth & Associates Llc
    Las Vegas, NV
  • 01/2012 → 11/2023
    Transamerica Financial Advisors, Inc
    Las Vegas, NV
  • 11/2023 → Present
    Las /Vegas, NV
Previous Registrations
Other Businesses

1)10/27/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 2)10/27/2023 - Gladstone Wealth Partners - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 3)10/27/2023 - One Resource Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 3 Hr/Mth 4)10/27/2023 - Orian Haworth & Associates LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 07/2005

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-09
S63 Uniform Securities Agent State Law Examination 1994-11-30
  • S65 Uniform Investment Adviser Law Examination
    1997-06-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-30

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