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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-03-29 |
| GA | RA | APPROVED | 2003-03-18 |
| LA | RA | APPROVED | 2002-04-30 |
| ME | RA | APPROVED | 2002-04-30 |
| PR | RA | APPROVED | 2000-06-23 |
| OH | RA | APPROVED | 2000-01-01 |
| AR | RA | APPROVED | 1999-11-19 |
| FL | RA | APPROVED | 1999-10-02 |
| HI | RA | APPROVED | 1999-08-04 |
| ND | RA | APPROVED | 1999-08-03 |
| RI | RA | APPROVED | 1999-07-01 |
| DC | RA | APPROVED | 1999-06-25 |
| NV | RA | APPROVED | 1999-06-24 |
| AK | RA | APPROVED | 1999-06-18 |
| NE | RA | APPROVED | 1999-06-02 |
| MO | RA | APPROVED | 1999-05-28 |
| OR | RA | APPROVED | 1999-05-28 |
| PA | RA | APPROVED | 1999-05-26 |
| AL | RA | APPROVED | 1999-05-24 |
| VA | RA | APPROVED | 1999-05-24 |
| DE | RA | APPROVED | 1999-05-21 |
| IN | RA | APPROVED | 1999-05-20 |
| WV | RA | APPROVED | 1999-05-20 |
| KY | RA | APPROVED | 1999-05-19 |
| MS | RA | APPROVED | 1999-05-19 |
| NM | RA | APPROVED | 1999-05-19 |
| TX | RA | APPROVED_RES | 1999-05-19 |
| WI | RA | APPROVED | 1999-05-19 |
| CA | RA | APPROVED | 1999-02-05 |
Branch Locations
4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | La Jolla | CA | 10/2004 | Present |
| Alps Distributors, Inc. | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | La Jolla | CA | 07/2024 | Present |
Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Asset Management; Director, Mutual Funds; Start 4/8/1996; 200 Hrs Per Month; Oversee the board interactions and requirements related to the Brandes mutual funds and ETFs, as well as operational matters.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-19 |
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