Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-01-05
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2005-01-05
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 09/1994 Present
Bank Of America,Na La Jolla CA 09/2009 Present
Other Businesses

I*2929375, Entity Type: , Name of OBA: P S, Address: San Diego, California, 92122, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3162338 Entity Type: N/A Name of OBA:MLPF& S CUST FPO M B S IRA FBO M B S Address:San Diego California Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/10/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild I*3163316 Entity Type: N/A Name of OBA:MLPF& S CUST FPO W B S IRA FBO W B S Address:San Diego California Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/10/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild I*3163318 Entity Type: N/A Name of OBA:W B S TTEE M B S TTEE U/A DTD 08/04/1998 Address:San Diego California Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/10/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild I*3163319 Entity Type: N/A Name of OBA:MLPF& S CUST FPO E G IRA FBO E G Address:Milton Massachusetts Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/10/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Child/Grandchild I*3163320 Entity Type: N/A Name of OBA:E G Address:Milton Massachusetts Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/10/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Aunt I*3163322 Entity Type: N/A Name of OBA:H P S JR IRA Address:San Diego California Investment Related:No Position, Title, Association:Power of Attorney Uncle Start Date:11/12/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for I*3163323 Entity Type: N/A Name of OBA:H P S TTEE P Y S TTEE U/A DTD 06/07/1 Address:San Diego California Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/12/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Power of Attorney for Aunt, Uncle

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-09
S63 Uniform Securities Agent State Law Examination 1994-11-18
  • S65 Uniform Investment Adviser Law Examination
    1994-12-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-18
Other Names
  • Brian P Sexton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in La Jolla, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor