Allen Paul Gardner Brown

Current Employers

Employment History

• 01/1993 → Present
  Northwestern Mutual Life
  Milwaukee, WI
• 09/1994 → Present
  Northwestern Mutual Investment Services, Llc
  Salt Lake City, UT
• 05/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2006-11-16 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, FRANCIS PEAK PROPERTIES LLC, 984 SOUTH WIND RIVER WAY, KAYSVILLE, , UTAH, 84037, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/31/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINDING APPROPRIATE HOMES TO BUY AND ASSISTING IN GETTING IT RENTED R. MANAGING RENT COLLECTION AND BILL PAYING 3. 50% OWNER, FRANCIS PEAK PROPERTIES #2 LLC, 2006 MILLSBORO CT, FARMINGTON, , UTAH, 84025, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/15/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS AN LLC THAT HOLDS RENTAL PROPERTY. I HELP WITH THE PURCHASE, RENTAL AND MAINTENCE OF THE PROPERTIES 4. 50% OWNER, FRANCIS UNITED LLC, 2006 MILLSBORO CT, KAYSVILLE, , UTAH, 84025, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/19/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING MEMBER. BUYING AND HOLDING RESIDENTIAL REAL ESTATE PROPERTIES 5. 100% OWNERSHIP, APG BROWN, LLC, LEGAL ENTITY, START DATE: 11/8/2001, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS 6. 35% OWNER, JBL LLC - HOLDING COMPANY AMONGST 3 INDIVIDUALS, 60 STATE STREET, 36TH FLOOR, BOSTON, , MASSACHUSETTS, 02109, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 5/19/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 7. DEEP END HOLDINGS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/5/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. 50% OWNER, FRANCIS PEAK PROPERTIES #4 LLC, 2006 MILLSBORO CT, FARMINGTON, , UTAH, 84025, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/21/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP RENT AND MAINTAIN RENTAL HOMES

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-19
• S63 Uniform Securities Agent State Law Examination
  1994-12-01