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Daniel Kent De Mille

Three Seasons Wealth

Salt Lake City, UT

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Current Employers
Three Seasons Wealth

111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-30
UT RA APPROVED 2024-06-18
  • TX RA
    APPROVED
    Since 2025-04-30
  • UT RA
    APPROVED
    Since 2024-06-18

Branch Locations

111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 07/2016 02/2020
E*Trade Capital Management Llc Sandy UT 07/2016 02/2020
E*Trade Securities Llc Sandy UT 02/2020 06/2020
E*Trade Capital Management Llc Sandy UT 02/2020 06/2020
E*Trade Securities Llc Sandy UT 06/2020 06/2024
E*Trade Capital Management Llc Sandy UT 06/2020 06/2024
Morgan Stanley Sandy UT 02/2023 06/2024
Morgan Stanley Sandy UT 09/2023 06/2024
Morgan Stanley Sandy UT 09/2023 06/2024
Three Seasons Wealth Salt Lake City UT 06/2024 Present
Mhl Investments Midvale UT 06/2024 Present
  • 07/2016 → 02/2020
    E*Trade Securities Llc
    Sandy, UT
  • 07/2016 → 02/2020
    E*Trade Capital Management Llc
    Sandy, UT
  • 02/2020 → 06/2020
    E*Trade Securities Llc
    Sandy, UT
  • 02/2020 → 06/2020
    E*Trade Capital Management Llc
    Sandy, UT
  • 06/2020 → 06/2024
    E*Trade Securities Llc
    Sandy, UT
  • 06/2020 → 06/2024
    E*Trade Capital Management Llc
    Sandy, UT
  • 02/2023 → 06/2024
    Morgan Stanley
    Sandy, UT
  • 09/2023 → 06/2024
    Morgan Stanley
    Sandy, UT
  • 09/2023 → 06/2024
    Morgan Stanley
    Sandy, UT
  • 06/2024 → Present
    Three Seasons Wealth
    Salt Lake City, UT
  • 06/2024 → Present
    Mhl Investments
    Midvale, UT
Previous Registrations
  • 2023-09-05 → 2024-06-11
    Morgan Stanley
    Sandy, UT
  • 2014-05-22 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-21
S63 Uniform Securities Agent State Law Examination 2012-03-30
  • S66 Uniform Combined State Law Examination
    2014-05-21
  • S63 Uniform Securities Agent State Law Examination
    2012-03-30
Other Names
  • Daniel Kent Demille

View on SEC IAPD

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LPL FINANCIAL LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Other Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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