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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
UT RA APPROVED 2006-10-18
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • UT RA
    APPROVED
    Since 2006-10-18

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Lehi, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 07/2006 Present
Other Businesses

1) NAME OF OTHER BUSINESS: Tasuil LLC / INVESTMENT RELATED?: YES / ADDRESS: 574 S 2250 W. Pleasant Grove, UT 84062 / NATURE OF THE BUSINESS: Real Estate / POSITION: Proprietor / owner / DUTIES:I will be paying taxes and expenses on the property. I will determine if I will develop or sell the land in the future. / START DATE: 11/13/2020 / HOURS DEVOTED TO BUSINESS: N/A 2) TED Partners, LLC, Purchase personal real estate, Proprietor / owner, Financial advisory/consultation, start date-11/25/2022, LehiUT United States84043 3) Triple T Capital LLC, Lehi Utah United States- 84043, Partnership, Real Estate, Purchase, sell and rent real estate, Financial advisory and consultation, start date- 2/1/2018, Consultation for family investment opportunities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-17
  • S66 Uniform Combined State Law Examination
    2006-10-17

View on SEC IAPD

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