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Dustin Michael Gordon

Three Seasons Wealth

Salt Lake City, UT

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Current Employers
Three Seasons Wealth

111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-07-10
  • UT RA
    APPROVED
    Since 2023-07-10

Branch Locations

111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2019 06/2020
Lenox Community Schools Lenox IA 05/2015 08/2019
Smith Accounting Llc Iowa City IA 01/2017 04/2017
University Of Iowa Iowa City IA 08/2016 05/2018
Equitable Advisors, Llc New York NY 08/2019 06/2020
Wells Fargo Clearing Services Llc Salt Lake City UT 09/2021 07/2023
Lenox Community Schools Lenox IA 08/2020 09/2021
Self Employed Salt Lake City UT 07/2013 Present
Three Seasons Wealth Salt Lake City UT 07/2023 Present
Mhl Investments Midvale UT 09/2023 Present
  • 08/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2015 → 08/2019
    Lenox Community Schools
    Lenox, IA
  • 01/2017 → 04/2017
    Smith Accounting Llc
    Iowa City, IA
  • 08/2016 → 05/2018
    University Of Iowa
    Iowa City, IA
  • 08/2019 → 06/2020
    New York, NY
  • 09/2021 → 07/2023
    Salt Lake City, UT
  • 08/2020 → 09/2021
    Lenox Community Schools
    Lenox, IA
  • 07/2013 → Present
    Self Employed
    Salt Lake City, UT
  • 07/2023 → Present
    Salt Lake City, UT
  • 09/2023 → Present
    Mhl Investments
    Midvale, UT
Previous Registrations
Other Businesses

1) Self Employed for Ted Gordon; Not investment-related; 2625 Stringham Ave Apt B105, Salt Lake City, UT 84109; help with the farm; independent laborer; 07/2013-Present; 10 hrs/mo; 0 hrs during securities trading; help with any paperwork and labor on the farm. 2) Three Seasons Wealth; Investment-related; Registered Investment Adviser; 111 E Broadway Ste 1250, Salt Lake City, UT; Director of Operations; 160 hrs/mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-01
  • S66 Uniform Combined State Law Examination
    2019-10-01
Other Names
  • Dustin Gordon
  • Dustin Michael Gordon

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