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111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-09-13 |
Branch Locations
111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Sandy | UT | 07/2015 | 04/2019 |
| E*Trade Securities Llc | Sandy | UT | 07/2015 | 04/2019 |
| E*Trade Capital Management Llc | Sandy | UT | 04/2019 | 07/2019 |
| E*Trade Securities Llc | Sandy | UT | 04/2019 | 07/2019 |
| E*Trade Securities Llc | Sandy | UT | 07/2019 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 07/2019 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 09/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 09/2023 |
| Morgan Stanley | Sandy | UT | 10/2021 | 08/2024 |
| Morgan Stanley | Sandy | UT | 09/2023 | 08/2024 |
| Three Seasons Wealth | Salt Lake City | UT | 08/2024 | Present |
MKG INVESTING LLC, PASSIVE REAL ESTATE INVESTOR, POSITION: MEMBER, START DATE 8/22/24, LESS THAN 1 HOUR PER MONTH. 1998 KGNG LLC, NATURE OFBUSINESS: INVESTING, POSITION: MANAGER, START DATE 5/30/2024, LESS THAN 1 HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-16 |
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