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Cassidy Diane Kendzior

Ubs Financial Services Inc.

Salt Lake City, UT

CRD 7433375

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-02-07
  • UT RA
    APPROVED
    Since 2022-02-07

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Salt Lake City UT 09/2021 Present
Overstock.cOm Midvale UT 04/2018 09/2021
Columbus Community Center Salt Lake City UT 08/2016 04/2018
  • 09/2021 → Present
    Ubs Financial Services, Inc.
    Salt Lake City, UT
  • 04/2018 → 09/2021
    Overstock.cOm
    Midvale, UT
  • 08/2016 → 04/2018
    Columbus Community Center
    Salt Lake City, UT
Other Businesses

Empire Casino Parties / Event Entertainment / Employee of our event entertainment. I will run the entertainment tables. Start Date-12/1/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-04
  • S66 Uniform Combined State Law Examination
    2022-02-04
Other Names
  • Cassi Kendzior

View on SEC IAPD

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