Allen Ray Mcneal

Ubs Financial Services Inc.

Salt Lake City, UT

North Salt Lake, UT

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-05-26
UT	RA	APPROVED	2008-07-25

TX RA
APPROVED_RES

Since 2015-05-26
UT RA
APPROVED

Since 2008-07-25

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

North Salt Lake, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Salt Lake City	UT	05/2008	Present

05/2008 → Present

Ubs Financial Services Inc.

Salt Lake City, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-23

S66 Uniform Combined State Law Examination

2008-07-23

View on SEC IAPD

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