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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2011-03-22 |
Branch Locations
111 East Broadway Suite 1400, Salt Lake Cty, UT 84111-5260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 05/2001 | Present |
| Northwestern Mutual Life Insurance | Milwaukee | WI | 06/2000 | Present |
| University Of Utah | Salt Lake City | UT | 03/2000 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 790 RIDGETOP CIR, 790 RIDGETOP CIR, NORTH SALT LAKE, , UTAH, 84054, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/5/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. WIFE HANDLES. investment related. 3. OWNER, 626 SOUTH, LLC, 790 RIDGETOP CIRCLE, NORTH SALT LAKE, , UTAH, 84054, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/7/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 4. DP WOOD, LLC, 790 RIDGETOP CIRCLE, NORTH SALT LAKE, , UTAH, 84054, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/3/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-13 |
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