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111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-07-10 |
Branch Locations
111 East Broadway Ste 1250, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 12/2021 | 07/2023 |
| Real Madrid Baloncesto | Majadahonda | 06/2011 | 06/2021 | |
| Retired | Wellsville | UT | 07/2021 | 09/2021 |
| Three Seasons Wealth | Salt Lake City | UT | 07/2023 | Present |
RENTAL PROPERTY, INV RELATED, GARDEN CITY, UT, 100% OWNERSHIP WITH SPOUSE, START 9/1/2015, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, CABIN VACATION RENTAL. CARROLL RANCHES LLC DBA RIVER MEADOW RANCH WAGYU, NOT INV RELATED, WELLSVILLE, UT, 100% OWNERHSIP WITH SPOUSE, START 3/4/2019, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, CATTLE RANCH. JBC LLC, INV RELATED, WELLSVILLE, UT, 100% OWNERSHIP WITH SPOUSE, START 11/30/2015, HOURS PER MONTH, HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, LOGAN, UT, 100% OWNERSHIP WITH SPOUSE, START 9/1/2015, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, STUDENT HOUSING RENTAL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-12 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-25 |
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