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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | La Jolla | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. DIRECTOR WITH TOLLS GOT 2 GO, INC. 2. TO SERVE AS A CO-PROMOTER AND FINANCIER OF VALOR FIGHTING AND MANAGEMENT (THE "ENTITY"). 3.Rental Property; Investment related: Yes; Del Mar, CA; Rental Property; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2018; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-12 |
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