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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-05-27 |
Branch Locations
8134 New La Grange Rd Ste 202, Louisville, KY 40222 • United States
Anchorage, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Louisville | KY | 01/1997 | 05/2020 |
| Financial Services Center | Louisville | KY | 08/1994 | 05/2020 |
| Lpl Financial, Llc | Louisville | KY | 05/2020 | Present |
1. 05/27/2020 - WEALTHLINE FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LOUISVILLE, KY 2. 05/27/2020 - MICHAEL GAUSS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ LOUISVILLE, KY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-27 |
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