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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-12 |
Branch Locations
50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cranford | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cranford | NJ | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Westfield | NJ | 05/2023 | Present |
HUB ADVISORS, LLC, INV RELATED, WESTFIELD, NJ, 20% OWNERSHIP, START: 11/1/2022, 10 HRS/MONTH, 10 HRS DURING TRADING, FOR FINET PRACTICE PCC CAPITAL CORP, INVT RELATED, WESTFIELD, NJ, 100% OWNERSHIP, START DATE 5/12/2023, 5 HRS PER MONTH, 5 HRS DURING TRADING, FINET.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-11 |
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