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Claudine Pinho

Ubs Financial Services Inc.

Westfield, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-12-01
  • NJ RA
    APPROVED
    Since 2011-12-01

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Summit NJ 05/2009 Present
  • 05/2009 → Present
    Wells Fargo Advisors Llc
    Summit, NJ
Previous Registrations
Other Businesses

NOTARY PUBLIC / NOTARY / N/A WESTFIELD, NJ 07090 / NOTARY / START DATE 08/09/2012 .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-04
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S66 Uniform Combined State Law Examination
    2011-04-04
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10
Other Names
  • Claudine Melegh

View on SEC IAPD

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Other Offices

CERITY PARTNERS LLC · WESTFIELD, NJ
CERITY PARTNERS LLC · WESTFIELD, NJ
LPL FINANCIAL LLC · WESTFIELD, NJ
EDWARD JONES · WESTFIELD, NJ
TEPP WEALTH MANAGEMENT · WESTFIELD, NJ
CETERA INVESTMENT ADVISERS LLC · WESTFIELD, NJ
LPL FINANCIAL LLC · WESTFIELD, NJ
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