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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-25
NJ RA APPROVED 2014-06-20
  • TX RA
    APPROVED_RES
    Since 2014-06-25
  • NJ RA
    APPROVED
    Since 2014-06-20

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westfield NJ 06/2014 Present
Previous Registrations
Other Businesses

1) GARDEN STATE IRISH FESTIVAL FOUNDATION, INC. / 20 HERNING AVENUE CRANFORD,NJ 07016 / FOUNDATION/ TREASURER / START DATE 6/1/2011 /// 2) Cranford (NJ) Township Committee / Cranford United States, New Jersey www.cranford.com/township / Yes/ 11/3/15 local government / No / Elected or appointed position with any government body, including executive, legislative, judicial or quasi-judicial / / see comments section / Start Date $2,000 11/9/15-1/1/18 /// 3) St. Patrick's Guard of Honor / P.O. Box 323, Verona 07044 / United States / No / Charity / St. Patrick's Guard of Honor is a 79 year old organization dedicated to the preservation of our shared Irish heritage and culture. We are based in Essex County though we draw our membership from across the State of New Jersey as well as the greater New York Metropolitan area. The primary social event is the Annual Awards Luncheon generally held on the second Saturday of December at Mayfair Farms. At the luncheon we recognize an exceptionally prominent and giving member of our Irish-American community for his contributions to the community and society at large. / Member of Board of directors / "Secretary Trustees meet 2-3 times/year. Limited duties include notifying Board members about meetings and annual luncheon" / No / Start Date 9/1/2019 /// 4) NAME OF OTHER BUSINESS:NJ State Legislature/ INVESTMENT RELATED?: no / ADDRESS:125 West State Street, Trenton, NJ, / NATURE OF THE BUSINESS: Governmental Entity / POSITION: Role with government body, e.g. executive, legislative, judicial, quasi-judicial/ DUTIES: Elected official / START DATE:1/4/2022/ HOURS DEVOTED TO BUSINESS: Yes /// 5) NAME OF OTHER BUSINESS: Union County Democratic Committee / INVESTMENT RELATED?: N / ADDRESS: 77 Brant Avenue, Clark, New Jersey/ NATURE OF THE BUSINESS: Political / POSITION: Leadership role with political campaign, action committee, party or committee/ DUTIES: register voters/be active in local town issues / START DATE: 6/6/23/ HOURS DEVOTED TO BUSINESS: No /// 6) Name of Business: Villanova University Financial Club./ Address: P.O. Box 432Villanova PAUnited States 19085./ Investment Related: No./ Nature; Alumni networking group for Villanova University./ Role: Member of Board of directors./ Duty: Oversee the activities of the club, organize networking events for the ~125 members./ Start Date: 1/1/2024./ Time Required: N/A.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-05
S63 Uniform Securities Agent State Law Examination 1999-02-25
  • S65 Uniform Investment Adviser Law Examination
    2014-05-05
  • S63 Uniform Securities Agent State Law Examination
    1999-02-25
Other Names
  • Patrick Francis Giblin

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