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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-22 |
| NJ | RA | APPROVED | 2020-11-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Millburn | NJ | 01/2006 | 11/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 11/2020 |
| Ubs Financial Services Inc. | Westfield | NJ | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-04 |
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