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Brian G. Gerard Lockier

Ubs Financial Services Inc.

Westfield, NJ

Red Bank, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-28
NJ RA APPROVED 2002-07-22
  • TX RA
    APPROVED_RES
    Since 2016-09-28
  • NJ RA
    APPROVED
    Since 2002-07-22

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Westfield NJ 11/2013 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-27
  • S63 Uniform Securities Agent State Law Examination
    1987-01-27
Other Names
  • Brian Lockier
  • Brian Gerard Lockier

View on SEC IAPD

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Other Offices

CERITY PARTNERS LLC · WESTFIELD, NJ
CERITY PARTNERS LLC · WESTFIELD, NJ
LPL FINANCIAL LLC · WESTFIELD, NJ
EDWARD JONES · WESTFIELD, NJ
TEPP WEALTH MANAGEMENT · WESTFIELD, NJ
CETERA INVESTMENT ADVISERS LLC · WESTFIELD, NJ
LPL FINANCIAL LLC · WESTFIELD, NJ
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