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Brian G. Gerard Lockier

Ubs Financial Services Inc.

Westfield, NJ

Red Bank, NJ

CRD 1615519

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-28
NJ RA APPROVED 2002-07-22
  • TX RA
    APPROVED_RES
    Since 2016-09-28
  • NJ RA
    APPROVED
    Since 2002-07-22

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Westfield NJ 11/2013 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-27
  • S63 Uniform Securities Agent State Law Examination
    1987-01-27
Other Names
  • Brian Lockier
  • Brian Gerard Lockier

View on SEC IAPD

Nearby Firms

CERITY PARTNERS LLC
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Nearby Investors

CLAUDINE PINHO
PATRICK GIBLIN
ANN KATHERINE TRAINOR

Nearby Offices

CERITY PARTNERS LLC · WESTFIELD, NJ
CERITY PARTNERS LLC · WESTFIELD, NJ
LPL FINANCIAL LLC · WESTFIELD, NJ

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