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Kathleen Evelyn Sheehan

Ubs Financial Services Inc.

Westfield, NJ

East Brunswick, NJ

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-09
NJ RA APPROVED 2013-09-10
  • NY RA
    APPROVED
    Since 2023-11-09
  • NJ RA
    APPROVED
    Since 2013-09-10

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

East Brunswick, NJ • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 01/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-09
S63 Uniform Securities Agent State Law Examination 1987-12-18
  • S66 Uniform Combined State Law Examination
    2013-09-09
  • S63 Uniform Securities Agent State Law Examination
    1987-12-18
Other Names
  • Kathleen E Sheehan
  • Kathy Sheehan
  • Kathleen Sheehan-Arato

View on SEC IAPD

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