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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-06-18 |
| NV | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED_RES | 2014-02-24 |
| CA | RA | APPROVED | 2014-01-17 |
Branch Locations
222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States
937 Tahoe Boulevard Suite 201, Incline Village, NV 89451 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Santa Barbara | CA | 01/2014 | Present |
VLUNDOZ LLC; 71251 Sahara Rd, Rancho Mirage, CA 92270; Managing rental properties wholly owned; Other; LLC Member; signing documents & making decisions in conjunction with my wife; 9/22/2014; Business hours per month: No // FLOOD VACATIONS; 71251 Sahara Rd, Rancho Mirage, CA 92270; Managing vacation rental properties wholly owned; Proprietor/owner; LLC Member; signing documents & making decisions in conjunction with my wife; 9/22/2016; Business hours per month: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-13 |
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