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Sabrina Noelani-Ngiau Kranz

Morgan Stanley

Santa Barbara, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2019-07-29
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2019-07-29

Branch Locations

1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Santa Barbara CA 07/2013 07/2019
Morgan Stanley Santa Barbara CA 07/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 09/2019 Present
  • 07/2013 → 07/2019
    Unionbanc Investment Services
    Santa Barbara, CA
  • 07/2019 → Present
    Morgan Stanley
    Santa Barbara, CA
  • 09/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2013-07-01 → 2019-07-30
    U.S. Bancorp Advisors, Llc
    Goleta, CA
    Goleta, CA
    Santa Barbara, CA
    Montecito, CA
    Montecito, CA
    Carpinteria, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Atascadero, CA
    Solvang, CA
    San Luis Obispo, CA
    Santa Maria, CA
    Goleta, CA
    Santa Barbara, CA
    Goleta, CA
  • 2012-04-05 → 2013-07-11
    Morgan Stanley
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-04
S65 Uniform Investment Adviser Law Examination 1995-02-10
S63 Uniform Securities Agent State Law Examination 1995-01-27
  • S66 Uniform Combined State Law Examination
    2012-04-04
  • S65 Uniform Investment Adviser Law Examination
    1995-02-10
  • S63 Uniform Securities Agent State Law Examination
    1995-01-27
Other Names
  • Sabrina Ngiau Michon
  • Sabrina M Ngiau
  • Sabrina Michon
  • Sabrina Ngiau Kranz
  • Sabrina N Michon
  • Sabrina M Michon

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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