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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED_RES | 2025-08-21 |
| CA | RA | APPROVED | 2015-07-07 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
Whittier, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 02/2007 | Present |
| Tiaa | Pasadena | CA | 02/2007 | Present |
(1) 12721 HADLEYLLC POSITION: co-owner NATURE: real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2022 ADDRESS: 12721 Hadley blvd, Whittier CA 90601, United States DESCRIPTION: Rental property. Owned by an LLC that my brother and I are both co-owners (2) RENTAL PROPERTY POSITION: property owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2020 ADDRESS: 3007 Boulder St., Los Angeles CA 90033, United States DESCRIPTION: Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-24 |
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