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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-27 |
| TX | RA | APPROVED_RES | 2006-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Traverse City | MI | 01/2006 | Present |
1. 01/17/2006 - DBA ONLY - ADVANCED FINANCIAL GROUP, INC. - TRAVERSE CITY, MI 2. 07/27/2023 - Brothers Fencing - Not Investment Related - Home Based - Business Owner - Start Date 08/01/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-27 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-27 |
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