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2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-18 |
Branch Locations
2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 05/2004 | 05/2018 |
| Bank Of America N.A. | Pasadena | CA | 11/2014 | 05/2018 |
| Pasadena Private Wealth | Wellington | MA | 05/2018 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2018 | 05/2020 |
| Pensionmark Securities, Llc | Santa Barbara | CA | 05/2020 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 01/2025 | Present |
Business Manager, Institutional Retirement Plans at Pasadena Private Wealth, LLC, a registered investment adviser located at 2 N. Lake Ave, Suite 520, Pasadena, CA 91101. Responsible for managing operations for institutional retirement plans, preparing plan reviews, conducting plan fee benchmarking, and working with plan sponsors and plan participants. Devotes approximately 40 hours per month to this activity, all during securities trading hours. Activity commenced May 18, 2018. Investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-15 |
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